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Plan Sponsor (you) : Selects the team

Financial Advisor (us) : Provides education, investment selection assistance,

general 401(k) plan customer service and assistance with putting the team together


Record-keeper  or Plan Provider : This is where the plan assets are held and where the participants go to view their account

Administrator : Assists with the 401(k) compliance, plan design and distribution requests. Sometimes the record-keeper and administrator are the same company

W H O   A R E   T H E   P L A Y E R S   I N   A   4 0 1 (k)   P L A N ?

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